Take a look around you at everything on Earth. If you were to investigate what any object is made out of, you could subdivide it into progressively smaller and smaller chunks. All living creatures are made up of cells, which in turn are composed of a complex array of molecules, which themselves are stitched together out of atoms. Atoms themselves can be broken down further: into atomic nuclei and electrons. These are the constituent components of all matter on Earth and, for that matter, all the normal matter we know of in the Universe.
It might make you wonder how this occurs. How do atoms, made of atomic nuclei and electrons, which come in less than 100 varieties, give rise to the enormous diversity of molecules, objects, creatures and everything else we find? We owe the answer to one underappreciated quantum rule: the Pauli Exclusion Principle.
When most of us think of quantum mechanics, we think of the bizarre and counterintuitive features of our Universe on the smallest scales. We think about Heisenberg uncertainty, and the fact that it's impossible to simultaneously know pairs of physical properties (like position and momentum, energy and time, or angular momentum in two perpendicular directions) beyond a limited mutual precision.
We think about the wave-particle nature of matter, and how even single particles (like electrons or photons) can behave as though they interfere with themselves. And we often think about Schrödinger's cat, and how quantum systems can exist in a combination of multiple possible outcomes simultaneously, only to reduce to one specific outcome when we make a critical, decisive measurement.
Most of us barely give a second thought to the Pauli Exclusion Principle, which simply states that no two identical fermions can occupy the same exact quantum state in the same system.
Big deal, right?
Actually, it's not only a big deal; it's the biggest deal of all. When Niels Bohr first put out his model of the atom, it was simple but extremely effective. By viewing the electrons as planet-like entities that orbited the nucleus, but only at explicit energy levels that were governed by straightforward mathematical rules, his model reproduced the coarse structure of matter. As electrons transitioned between the energy levels, they emitted or absorbed photons, which in turn described the spectrum of each individual element.
If it weren't for the Pauli Exclusion Principle, the matter we have in our Universe would behave in an extraordinarily different fashion. The electrons, you see, are examples of fermions. Every electron is fundamentally identical to every other electron in the Universe, with the same charge, mass, lepton number, lepton family number, and intrinsic angular momentum (or spin).
If there were no Pauli Exclusion Principle, there would be no limit to the number of electrons that could fill the ground (lowest-energy) state of an atom. Over time, and at cool enough temperatures, that's the state that every single electron in the Universe would eventually sink to. The lowest energy orbital — the 1st orbital in each atom — would be the only orbital to contain electrons, and it would contain the electrons inherent to every atom.
Of course, this is not the way our Universe works, and that's an extremely good thing. The Pauli Exclusion Principle is exactly what prevents this from occurring by that simple rule: you cannot put more than one identical fermion in the same quantum state.
Sure, the first electron can slide into the lowest-energy state: the 1s orbital. If you take a second electron and try to put it in there, however, it cannot have the same quantum numbers as the previous electron. Electrons, in addition to the quantum properties inherent to themselves (like mass, charge, lepton number, etc.) also have quantum properties that are specific to the bound state they're in. When they're bound to an atomic nucleus, that includes energy level, angular momentum, magnetic quantum number, and spin quantum number.
The lowest-energy electron in an atom will occupy the lowest (n = 1) energy level, and will have no angular momentum (l = 0) and therefore a magnetic quantum number of 0 as well. The electron's spin, though, offers a second possibility. Every electron has a spin of ½, and so will the electron in the lowest-energy (1s) state in an atom.
When you add a second electron, it can have the same spin but be oriented in the opposite direction, for an effective spin of -½. This way, you can fit two electrons into the 1s orbital. After that, it's full, and you have to go to the next energy level (n = 2) to start adding a third electron. The 2s orbital (where l = 0, also) can hold an additional two electrons, and then you have to go to the 2p orbital, where l = 1 and you can have three magnetic quantum numbers: -1, 0, or +1, and each of those can hold electrons with spin of +½ or -½.
The Pauli Exclusion Principle — and the fact that we have the quantum numbers that we do in the Universe — is what gives each individual atom their own unique structure. As we add greater numbers of electrons to our atoms, we have to go to higher energy levels, greater angular momenta, and increasingly more complex orbitals to find homes for all of them. The energy levels work as follows:
Each individual atom on the periodic table, under this vital quantum rule, will have a different electron configuration than every other element. Because it's the properties of the electrons in the outermost shells that determine the physical and chemical properties of the element it's a part of, each individual atom has its own unique sets of atomic, ionic, and molecular bonds that it's capable of forming.
No two elements, no matter how similar, will be the same in terms of the structures they form. This is the root of why we have so many possibilities for how many different types of molecules and complex structures that we can form with just a few simple raw ingredients. Each new electron that we add has to have different quantum numbers than all the electrons before it, which alters how that atom will interact with everything else.
The net result is that each individual atom offers a myriad of possibilities when combining with any other atom to form a chemical or biological compound. There is no limit to the possible combinations that atoms can come together in; while certain configurations are certainly more energetically favorable than others, a variety of energy conditions exist in nature, paving the way to form compounds that even the cleverest of humans would have difficulty imagining.
But the only reason that atoms behave this way, and that there are so many wondrous compounds that we can form by combining them, is that we cannot put an arbitrary number of electrons into the same quantum state. Electrons are fermions, and Pauli's underappreciated quantum rule prevents any two identical fermions from having the same exact quantum numbers.
If we didn't have the Pauli Exclusion Principle to prevent multiple fermions from having the same quantum state, our Universe would be extremely different. Every atom would have almost identical properties to hydrogen, making the possible structures we could form extremely simplistic. White dwarf stars and neutron stars, held up in our Universe by the degeneracy pressure provided by the Pauli Exclusion Principle, would collapse into black holes. And, most horrifically, carbon-based organic compounds — the building blocks of all life as we know it — would be an impossibility for us.
The Pauli Exclusion Principle isn't the first thing we think of when we think of the quantum rules that govern reality, but it should be. Without quantum uncertainty or wave-particle duality, our Universe would be different, but life could still exist. Without Pauli's vital rule, however, hydrogen-like bonds would be as complex as it could get.
This article was originally published in Forbes Magazine
Modern cosmology — the study of the nature and evolution of the cosmos itself — has allowed physicists to explain the history of the Universe from the first tiny fraction of a second until today. But what’s next?
Historian Yuval Noah Harari has taken the world on a tour through the span of humanity
Meet these 10 amazing women who changed our understanding of the cosmos
The mysterious world of quantum mechanics has mystified scientists for decades
Please enter your email and we’ll send you instructions to reset your password